WE ARE OVERSEEN BY FINRA & THE SEC
We are overseen by several regulatory bodies that are dedicated to investor protection and market integrity. Among them are: Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC), and the 50 states. These regulations exist for your protection, and we give them the highest priority.
INDEPENDENT & UNBIASED FINANCIAL ADVICE
You and your family hire us. We do not work for a large insurance or investment firm with proprietary products. We have no products where we get pushed to sell in order to get paid higher commissions. We have no quota’s or high pressure sales managers to deal with. We simply provide Independent, objective financial advice.
You hire us to work for you. It’s that simple. We are upfront and transparent about our fees. We offer a unique system which allows us to work together on an annual basis- similar to a college athletic scholarship. This allows us to proactively give you the advice that you need.
Too often, we see clients with subpar financial situations even though they worked with an advisor. We entertain only 3-5 new client relationships per year. This keeps the focus on a high level of interaction, focused advice and keeps you in the forefront of proactive financial advice from us for years to come.